Regulatory & Compliance
Globalisation, market harmonisation within the EU and technological and financial innovation have led to closer banking and financial regulatory involvement in recent years and, more generally, to the expansion of intensely regulated sectors.
Responding to a growing demand for specialised competency, we have established a team that provides specific advice on compliance and relations with supervisory authorities.
We specifically cover matters involving:
Relations with authorities
- Applications for authorisations and relations with the supervisory authorities (Bank of Italy and Consob)
- Banking governance
- Internal control systems
Industry contract law
- Banking and financial agreements
- Investment service agreements
- Disposal of portfolios of receivables
Compliance and Anti-Money Laundering
- Regulatory mapping and risk assessment
- Regulations, procedures and policies
- Disciplinary proceedings